Tài liệu Monitoring the macroeconomic determinants of banking system stability

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    Monitoring the macroeconomic determinants of banking system stability


    Thierry Timmermans


    Over the past few years, prudential authorities and, more specifically, central banks have focused
    increasing attention on the macroeconomic determinants of the stability of the banking system. Banks'
    vulnerability to changes in the economic environment, the many structural changes within the financial
    markets, and the banking crises which have recently hit a number of countries (including industrialised
    economies) are among the main factors underlying this enhanced interest. This paper examines the
    ways in which these macroprudential analyses are dealt with in Belgium.


    These ways are partly conditioned by both the structural and the institutional environments in which
    the Belgian financial system operates. This general framework is examined in the first section of this
    paper. Notwithstanding these special national features, the theoretical foundations used for analysing
    the macroeconomic determinants of the stability of the banking system apply to the entire financial
    market. Those foundations are reviewed in the second section, which gives a brief overview of the
    economic literature devoted to the determinants of financial crises.


    The third section deals with credit and interest rate risks, which are both highlighted by these
    theoretical analyses and considered as the most traditional components of the risks run by credit
    institutions.


    The fourth section examines risks of a more structural nature which are also created by the interaction
    between the banking sector and the financial and real spheres of the economy. Banks do in fact run
    strategic risks in so far as they have to modify their lines of behaviour and activity in order to cope with
    changes in the economic and financial environment in which they operate. Furthermore, a number of
    recent changes, such as disintermediation and the development of new financial products, have
    enabled the banks to transfer part of their traditional credit or market risks to other economic agents,
    thereby possibly exposing the banks to other hazards, such as a weakening of the global financial
    resilience of customers or even reputational risks. The last section concludes.


    1. Institutional and structural framework


    In Belgium, the NBB does not have any specific brief in connection with bank supervision. It is not, of
    course, the only one in such a situation, since within the European Union prudential monitoring is the
    responsibility of the central bank only in six countries, namely Italy, Spain, the Netherlands, Portugal,
    Ireland and Greece. However, in four of the six other member states (Germany, France, Austria and
    Finland) the central bank does have to play an important role, either by providing the chairman of the
    banking supervisory body or by making staff available to that body, or again by carrying out certain
    assignments on its behalf. Belgium, together with Luxembourg, is the EU member country in which the
    demarcation between the central bank and the prudential authority is most clear-cut.


    Despite this absence of direct responsibility, the NBB does however have various links with the body
    entrusted in Belgium with the supervision of banks and investment undertakings, the Banking and
    Finance Commission (BFC). It is thus laid down that a member of the NBB is an ex officio member of
    the BFC’s decision-making body. The Bank is also consulted when changes are made in the
    prudential regulations and the accounting principles governing the presentation of the accounts of
    credit institutions. Lastly, the financial information and accounts provided by the banks in order to
    enable the BFC to carry out its off-site analysis are communicated to the BFC via the NBB, which
    carries out verifications and performs validation tests in advance. This procedure enables the Bank to
    maintain regular contacts with the banks and the BFC, and gives it direct access to statistical data
    which are particularly useful for macroprudential analyses.


    The NBB’s relatively limited involvement in the monitoring of the banking system is also attributable to
    more structural causes. Since the end of World War II, the Belgian banking system has displayed a
    fairly high degree of soundness, in contrast with the developments observed in many other countries.
    According to Lindgren et al (1996), who carried out a fairly extensive survey of banking problems


    BIS Papers No 1 117
     

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